HUD OIG Launches Integrity and Compliance Program

Investor Update
October 6, 2015

WASHINGTON, D.C.Today, the Office of the Inspector General at the U.S. Department of Housing and Urban Development (HUD OIG) is proud to announce the launch of an effort to establish an Integrity & Compliance Program (ICP). This program will demonstrate HUD OIG’s commitment to the public to maintain its high standard of integrity, and dedication to making values-based ethics the standard for its conduct.
 
HUD OIG’s goal with the ICP initiative is to incorporate integrity into every decision at every level.   The ICP initiative will go beyond typical government ethics programs which, by statute, are focused on matters of employee financial disclosure requirements and compliance with regulations prohibiting such things as conflicts of interest.  It will also incorporate robust whistleblower, ombudsman, and hotline programs.
 
 “By implementing an integrity program that emphasizes our office’s shared core values, we look to support our employees as they make tough decisions in their daily activities,” said David A. Montoya, Inspector General. “We also want to provide them guidance so they are prepared for instances when ethical dilemmas arise. As evidenced by recent events of misconduct in Executive branch departments and agencies, we recognize that a single act of misconduct can jeopardize an organization’s mission. I believe federal agencies should do more to incorporate a strong values-based ethics program that goes beyond the government’s current focus of ethics. It will allow us to employ a principled organizational culture and use our values, policies and principles to guide every decision we make and every action we take.”
 
HUD OIG elected to partner with the Ethics Research Center (link is external) (ERC), the research arm of the Ethics & Compliance Initiative (ECI), on this effort. ERC is America’s oldest non-profit organization devoted to independent research to advance high ethical standards and practices in public and private institutions. ERC will be reviewing HUD OIG’s current programs and soliciting input from leaders and employees about how they live their values and the challenges they face, and helping coordinate this data into the creation of a values-based ethics program for HUD OIG.
 
“We look forward to supporting HUD OIG in their development of systems and resources that will transform their existing program into a true values-based ethics program,” said Patricia J. Harned, Ph.D., CEO, ECI. “HUD is the first OIG to endeavor to create this type of program, which demonstrates their commitment to not only operating with integrity, but also their courage in providing a model for their broader Department and other agencies. We are proud to help them accomplish these goals.”

Source: HUD OIG

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CEO

Alan Jaffa

Alan Jaffa is the Chief Executive Officer for Safeguard Properties, steering the company as the mortgage field services industry leader. He also serves on the board of advisors for SCG Partners, a middle-market private equity fund focused on diversifying and expanding Safeguard Properties’ business model into complimentary markets.

Alan joined Safeguard in 1995, learning the business from the ground up. He was promoted to Chief Operating Officer in 2002, and was named CEO in May 2010. His hands-on experience has given him unique insights as a leader to innovate, improve and strengthen Safeguard’s processes to assure that the company adheres to the highest standards of quality and customer service.

Under Alan’s leadership, Safeguard has grown significantly with strategies that have included new and expanded services, technology investments that deliver higher quality and greater efficiency to clients, and strategic acquisitions. He takes a team approach to process improvement, involving staff at all levels of the organization to address issues, brainstorm solutions, and identify new and better ways to serve clients.

In 2008, Alan was recognized by Crain’s Cleveland Business in its annual “40-Under-40” profile of young leaders. He also was named a NEO Ernst & Young Entrepreneur Of The Year® Award finalist in 2013.

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Esq., General Counsel and EVP

Linda Erkkila

Linda Erkkila is the General Counsel and Executive Vice President for Safeguard Properties, with oversight of legal, human resources, training, and compliance. Linda’s broad scope of oversight covers regulatory issues that impact Safeguard’s operations, risk mitigation, strategic planning, human resources and training initiatives, compliance, insurance, litigation and claims management, and counsel related to mergers, acquisition and joint ventures.

Linda assures that Safeguard’s strategic initiatives align with its resources, leverage opportunities across the company, and contemplate compliance mandates. She has practiced law for 25 years and her experience, both as outside and in-house counsel, covers a wide range of corporate matters, including regulatory disclosure, corporate governance compliance, risk assessment, compensation and benefits, litigation management, and mergers and acquisitions.

Linda earned her JD at Cleveland-Marshall College of Law. She holds a degree in economics from Miami University and an MBA. Linda was previously named as both a “Woman of Influence” by HousingWire and as a “Leading Lady” by MReport.

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COO

Michael Greenbaum

Michael Greenbaum is the Chief Operating Officer of Safeguard Properties, where he has played a pivotal role since joining the company in July 2010. Initially brought on as Vice President of REO, Mike’s exceptional leadership and strategic vision quickly propelled him to Vice President of Operations in 2013, and ultimately to COO in 2015. Over his 14-year tenure at Safeguard, Mike has been instrumental in driving change and fostering innovation within the Property Preservation sector, consistently delivering excellence and becoming a trusted partner to clients and investors.

A distinguished graduate of the United States Military Academy at West Point, Mike earned a degree in Quantitative Economics. Following his graduation, he served in the U.S. Army’s Ordnance Branch, where he specialized in supply chain management. Before his tenure at Safeguard, Mike honed his expertise by managing global supply chains for 13 years, leveraging his military and civilian experience to lead with precision and efficacy.

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CFO

Joe Iafigliola

Joe Iafigliola is the Chief Financial Officer for Safeguard Properties. Joe is responsible for the Control, Quality Assurance, Business Development, Marketing, Accounting, and Information Security departments. At the core of his responsibilities is the drive to ensure that Safeguard’s focus remains rooted in Customer Service = Resolution. Through his executive leadership role, he actively supports SGPNOW.com, an on-demand service geared towards real estate and property management professionals as well as individual home owners in need of inspection and property preservation services. Joe is also an integral force behind Compliance Connections, a branch of Safeguard Properties that allows code enforcement professionals to report violations at properties that can then be addressed by the Safeguard vendor network. Compliance Connections also researches and shares vacant property ordinance information with Safeguard clients.

Joe has an MBA from The Weatherhead School of Management at Case Western Reserve University, is a Certified Management Accountant (CMA), and holds a bachelor’s degree from The Ohio State University’s Honors Accounting program.

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Business Development

Carrie Tackett

Business Development Safeguard Properties